SEC Filings

Form DEFM14A
ARRIS INTERNATIONAL PLC filed this Form DEFM14A on 12/19/2018
Document Outline
Entire Document (2905 KB)
Subdocument 1 - DEFM14A - DEFINITIVE PROXY STATEMENT
Page 1 - UNITED STATES
Page 2 - ARRIS INTERNATIONAL PLC
Page 3 - NOTICE OF COURT MEETING
Page 4 - accordance with the instructions set out on the form. It is requested that the Court Meeting Proxy C
Page 5 - Corporate Representatives
Page 6 - ARRIS INTERNATIONAL PLC
Page 7 - The Board unanimously recommends that you vote FOR each of the Articles Amendment Proposal and the T
Page 8 - Completion and return of a proxy card, or the appointment of a proxy electronically, will not preven
Page 9 - PROXY STATEMENT
Page 10 - N/A
Page 11 - SUMMARY
Page 12 - Annex AAnnex B
Page 13 - United Kingdom Tax Considerations (See page )
Page 14 - The Board unanimously recommends that shareholders vote FOR the Court Scheme Proposal, FOR the Artic
Page 15 - Opinion of Financial Advisor (See page and Annex C)
Page 16 - Financing of the Acquisition (See page )
Page 17 - Conditions to Complete the Acquisition (See page )
Page 18 - Effect on ARRIS if the Acquisition is Not Completed (See page )
Page 19 - Expected Timetable of Principal Events
Page 20 - QUESTIONS AND ANSWERS ABOUT THE ACQUISITION AND SHAREHOLDER MEETINGS
Page 21 - The approval of the Court Scheme Proposal is a condition to the Closing of the Acquisition, so if th
Page 22 - twoboth
Page 23 - Q:
Page 24 - Q:
Page 25 - Q:
Page 26 - Q:
Page 27 - CAUTIONARY STATEMENT CONCERNING FORWARD-LOOKING STATEMENTS
Page 28 - THE COURT MEETING AND THE GENERAL MEETING
Page 29 - It is important that, for the Court Meeting in particular, as many votes as possible are cast, so th
Page 30 - Proxies
Page 31 - Other Matters
Page 32 - COURT SCHEME PROPOSAL
Page 33 - Recommendation of the Board
Page 34 - ARTICLES AMENDMENT PROPOSAL
Page 35 - Required Vote
Page 36 - Recommendation of the Board
Page 37 - TRANSACTION-RELATED COMPENSATION PROPOSAL
Page 38 - THE ACQUISITION
Page 39 - Effect on ARRIS if the Acquisition is Not Completed
Page 40 - N/A
Page 41 - N/A
Page 42 - N/A
Page 43 - N/A
Page 44 - N/A
Page 45 - N/A
Page 46 - Recommendation of the ARRIS Board of Directors
Page 47 - Annex C
Page 48 - providedthat
Page 49 - Opinion of Financial Advisor
Page 50 - Summary of Material Financial Analyses
Page 51 - The summary of the analyses and reviews provided below includes information presented in tabular for
Page 52 - Selected Publicly Traded Companies Analysis
Page 53 - N/A
Page 54 - Other Factors
Page 55 - 52-Week Trading Range
Page 56 - N/A
Page 57 - Interests of the ARRIS Directors and Executive Officers in the Acquisition
Page 58 - Role of the Compensation Committee
Page 59 - Assumed RSUs and Accelerated RSUs of the ARRIS Executive Officers and Directors
Page 60 - Existing Employment Arrangements with Executive Officers
Page 61 - N/A
Page 62 - N/A
Page 63 - Named Executive Officer Golden Parachute Compensation
Page 64 - Indemnification and Insurance
Page 65 - Other Interests
Page 66 - pro forma
Page 67 - Investment Agreement and Equity Commitment Letter
Page 68 - U.S. Federal Income Tax Consequences of the Acquisition
Page 69 - Tax Consequences to U.S. Holders
Page 70 - Information Reporting and Backup Withholding
Page 71 - Shareholders are encouraged to consult an appropriate independent professional tax advisor in respec
Page 72 - HSR Act and U.S. Antitrust Matters
Page 73 - N/A
Page 74 - THE ACQUISITION AGREEMENT
Page 75 - Treatment of ARRIS s Equity-Based Awards in the Acquisition
Page 76 - multiplied by
Page 77 - Amendment of Articles of Association
Page 78 - provided
Page 79 - provided
Page 80 - N/A
Page 81 - providedhowever
Page 82 - Financing
Page 83 - N/A
Page 84 - N/A
Page 85 - Existing Indebtedness
Page 86 - Solicitation of Acquisition Proposals; Change of Recommendation
Page 87 - N/A
Page 88 - providedhowever
Page 89 - Scheme
Page 90 - N/A
Page 91 - Employee Benefit Matters
Page 92 - Conditions to the Acquisition
Page 93 - N/A
Page 94 - Termination
Page 95 - Termination Fees
Page 96 - Expenses
Page 97 - Indemnification; Directors and Officers Insurance
Page 98 - SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
Page 99 - SECURITY OWNERSHIP OF PRINCIPAL SHAREHOLDERS
Page 100 - SUBMISSION OF SHAREHOLDER PROPOSALS FOR THE 2019
Page 101 - HOUSEHOLDING OF SHAREHOLDER MATERIALS
Page 102 - N/A
Page 103 - Table of Contents
Page 104 - N/A
Page 105 - BID CONDUCT AGREEMENT
Page 106 - ARTICLE II
Page 107 - DTC
Page 108 - Performance-Based RSUs
Page 109 - multiplied by
Page 110 - Corporate Actions
Page 111 - provided
Page 112 - provided
Page 113 - Vested Charter WarrantsUnvested Charter WarrantsCharter WarrantsLiende minimisCompany Securities
Page 114 - Comcast Warrant AgreementCharter Warrant Agreement
Page 115 - Other Subsidiary Securities
Page 116 - Company RecommendationEvercore
Page 117 - Company Reports; Financial Statements
Page 118 - Absence of Certain Changes
Page 119 - EmployeesNon-U.S. Benefit PlansU.S. Benefit Plans
Page 120 - Multiemployer Planmultiple employer plan
Page 121 - Compliance with Laws; Licenses
Page 122 - Export and Import Control LawsOFACSDN List
Page 123 - Environmental Matters.
Page 124 - N/A
Page 125 - TaxTaxesTax Return
Page 126 - Intellectual Property
Page 127 - Intellectual PropertyTrademarksPatentsCopyrights
Page 128 - Insurance
Page 129 - N/A
Page 130 - Section 5.1(q)
Page 131 - Company Credit Agreement
Page 132 - Data Security and PrivacyPersonal Information
Page 133 - Litigation
Page 134 - SponsorEquity InvestorInvestment AgreementEquity CommitmentsFinancing CommitmentsSponsor Equity Fina
Page 135 - Knowledge
Page 136 - ARTICLE VI
Page 137 - N/A
Page 138 - providedhowever
Page 139 - FIRPTA Affidavits
Page 140 - Conduct During No-Shop PeriodRepresentativesprovided
Page 141 - Definitions
Page 142 - Alternative Acquisition Agreement
Page 143 - Certain Permitted Disclosureprovidedhowever
Page 144 - Voting Record TimeOther Required Company Filing
Page 145 - Scheme TimetableExhibit A
Page 146 - Scheme Supplemental Circular
Page 147 - Filings; Other Actions; Notification
Page 148 - Acquisition Antitrust LawsEUMR
Page 149 - Antitrust Matters
Page 150 - Burdensome Condition
Page 151 - Stock Exchange De-listing
Page 152 - providedhowever
Page 153 - ExpensesExpenses
Page 154 - provided
Page 155 - providedprovided
Page 156 - Restricted Financing Commitment Amendmentsprovided, however
Page 157 - Company Cooperation with Financing.
Page 158 - provided
Page 159 - provided
Page 160 - For purposes of this Agreement
Page 161 - Marketing Periodprovided, howeverprovided, further
Page 162 - Existing Indebtedness
Page 163 - ARTICLE VII
Page 164 - de minimis
Page 165 - ARTICLE VIII
Page 166 - providedhowever
Page 167 - providedhowever
Page 168 - Buyer FeeBuyer Reimbursement Obligation
Page 169 - providedhowever
Page 170 - providedhowever
Page 171 - ARTICLE IX
Page 172 - Chosen CourtsprovidedthatExhibit Amutatis mutandis
Page 173 - providedhowever
Page 174 - Notices
Page 175 - Entire AgreementConfidentiality Agreementprovidedthat
Page 176 - Transfer Taxes
Page 177 - Assignmentprovided
Page 178 - N/A
Page 179 - ANNEX A TO BID CONDUCT AGREEMENT
Page 180 - N/A
Page 181 - N/A
Page 182 - N/A
Page 183 - N/A
Page 184 - ANNEX B
Page 185 - IN THE MATTER OF ARRIS INTERNATIONAL PLC
Page 186 - N/A
Page 187 - N/A
Page 188 - The Scheme
Page 189 - Share certificates and register of Members
Page 190 - Mandates
Page 191 - ANNEX C
Page 192 - N/A
Page 193 - N/A
Page 194 - N/A
Page 195 - N/A
Page 196 - N/A